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Certified Financial Planner (CFP Level 1)
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According to the _, financial planners are not subject to the control of the act if they are: a bank or holding company that is not an investment company; a lawyer, accountant, engineer, or teacher who provides investment advice incidentally; a broker, dealer, or registered representative whose advice is incidental; the publisher of a magazine or journal that discusses financial planning; a person whose advice is limited to those securities guaranteed by the federal government; any other person not within the law as specified by the SEC
Advisor Decision 1932
Advisor Decision 1935
Investment Advisors Act of 1948
Investment Advisors Act of 1940
A is a multiple-employer trust that can be used to prefund employee benefits.
voluntary employee beneficiary association (VEBA)
voluntary employee care association (VECA)
involuntary employee beneficiary association (IEBA)
involuntary employee care association (IECA)
A is the right of an employee to receive cash and/or stock equal to the increase in the value of the company's stock after the date of purchase.
stock appreciation duty
stock appreciation right
stock appreciation purchase
stock appreciation option