ISO-IEC-27001-Lead-Auditor Dumps

ISO-IEC-27001-Lead-Auditor Braindumps ISO-IEC-27001-Lead-Auditor Real Questions ISO-IEC-27001-Lead-Auditor Practice Test

ISO-IEC-27001-Lead-Auditor Actual Questions

PECB

ISO-IEC-27001-Lead-Auditor

PECB Certified ISO/IEC 27001 Lead Auditor 2025

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Question: 559

In the context of security incident management, what does the term "escalation" refer to?

initial reporting of a security incident documentation of security incidents

process of increasing the urgency of a response analysis of the root cause of an incident

nation: Escalation in security incident management refers to increasing the urgency of a resp nvolving notifying higher levels of management or specialized teams when a security incide

ion: 560

eviewing audit documentation, you realize that the evidence collected does not adequately ntiate the conclusions drawn in the audit report. What is the best course of action?

vise the audit conclusions to fit the available evidence sent the findings as they are without modification

ore the discrepancies as they do not affect the overall audit cument the inadequacies and suggest further investigation

nation: Documenting inadequacies and suggesting further investigation ensures that the audit urate, reliable, and reflective of the true state of the ISMS.

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Question: 561

As you conduct a stage 2 audit, you find that the organization has not implemented some of the controls as stated in their ISMS documentation. Which action should you take first?

Verify with relevant personnel why the controls were not implemented
Discuss your findings with the audit team
Prepare a non-conformity report immediately
Suggest additional controls to mitigate the risks

Explanation: It is crucial to understand why the controls were not implemented before concluding they are non-conformities. This step ensures that you gather adequate evidence and context regarding the organization's practices.

Question: 562

timonial evidence from management due to its authority. ysical evidence, as it is tangible and verifiable. cumstantial evidence, as it supports the overall context.

cumentary evidence, which provides a clear trail of actions taken. er: D

nation: Documentary evidence is crucial in assessing the effectiveness of a risk treatment pla ides a clear, verifiable record of actions taken and decisions made, ensuring transparency an ntability.

ion: 563

document serves as the foundation for developing an ISMS in compliance with ISO/IEC 27 assessment report

siness continuity plan ident management plan ormation security policy

nation: The information security policy serves as the foundation for developing an ISMS, out ganization’s approach to managing information security.

In an ISMS audit, which type of evidence is most valuable when assessing the effectiveness of the risk treatment plan, and what characteristics make this evidence preferable?

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Question: 564

What is the primary challenge an auditor faces when determining the amount of evidence required for an ISMS audit, particularly in relation to varying organizational contexts?

There is a standard amount of evidence that applies to all organizations.
The auditor must account for the specific risks and complexities of the organization.
Evidence requirements are solely based on the auditor's preferences.
Organizations typically provide an excessive amount of evidence.

Explanation: The auditor must consider the specific risks, complexities, and unique context of the organization to determine the appropriate amount of evidence needed, as there is no one-size-fits-all approach.

Question: 565

What is a primary reason for implementing a security awareness training program?

ducate employees about security risks and best practices mprove employee morale

educe IT support costs

nation: A security awareness training program educates employees about security risks and b es, helping to mitigate human-related security incidents.

ion: 566

valuating the value of data, which of the following factors is MOST critical in determining ial impact on the organization if compromised?

encryption strength used to protect the data. existence of backups for the data. sensitivity and confidentiality of the data. physical location of the data storage.

nation: The sensitivity and confidentiality of the data are crucial in assessing its value and th ial impact on the organization if it is compromised.

ion: 567

To comply with industry regulations

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What is the primary purpose of conducting a "Context of the Organization" analysis before establishing an ISMS?

To identify resources available for information security
To evaluate the organization's current risk management practices
To understand external and internal factors affecting information security
To define the scope of the ISMS Answer: C

Explanation: Understanding the context of the organization involves analyzing external and internal factors that can impact information security, which is essential for effective ISMS establishment.

Question: 568

When evaluating ethical dilemmas in an ISMS audit, which of the following obligations must the auditor prioritize to maintain integrity and compliance with the PECB Code of Ethics?

The auditor should prioritize the interests of the audit client over the requirements of regulatory authorities.
tory obligations.
auditor should focus solely on the auditee's perspective, disregarding any external regulatio auditor’s primary responsibility is to the certification body, regardless of the auditee’s com

er: B

nation: The auditor must balance the interests of the auditee with the legal and regulatory tions to maintain integrity, ensuring that all parties are treated fairly and ethically.

ion: 569
of the following is NOT a recommended practice for ensuring data integrity in electronic re gular audits of data access logs
of unverified third-party software plementing strict access controls
intaining a comprehensive backup strategy er: B
nation: Using unverified third-party software can introduce vulnerabilities and risks that omise data integrity, making it a practice to avoid.

ion: 570
The auditor must balance the interests of the auditee while ensuring compliance with legal and regula
The ns.
The pliance

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Which of the following is a key benefit of implementing a formal ISMS based on ISO/IEC 27001 standards?

Elimination of all security risks
Improved stakeholder confidence and trust in the organization
Automatic compliance with all regulatory requirements
Guaranteed protection against data breaches Answer: B

Explanation: Implementing a formal ISMS enhances stakeholder confidence and trust by demonstrating the organization's commitment to managing information security effectively.

Question: 571

During an ISMS audit, the assessment of audit findings should primarily aim to:

Identify root causes and opportunities for improvement
Determine compliance with ISO/IEC 27001 only
vide suggestions for immediate corrective actions er: A
nation: Assessing findings with the aim of identifying root causes and improvement opportun a constructive audit environment that supports organizational growth.

ion: 572

naging the audit program, you need to ensure that all auditors maintain a high level of profes ty. What is the best way to promote this among your audit team?

vide ongoing training on ethical standards and practices plement strict penalties for unethical behavior
nduct audits of auditors to monitor their performance courage auditors to work independently without supervision

er: A

nation: Ongoing training on ethical standards reinforces the importance of integrity and equip rs with the knowledge to uphold these principles in their work.

ion: 573
Highlight areas where the organization has failed
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In the context of evidence collection during an ISMS audit, how does the concept of triangulation enhance the reliability of the findings?

Triangulation is irrelevant to evidence collection.
It combines evidence from multiple sources to confirm findings, enhancing reliability.
Triangulation only applies to quantitative evidence.
It focuses solely on subjective evidence to support findings.

Explanation: Triangulation enhances the reliability of findings by combining evidence from multiple sources, allowing auditors to confirm results and reduce the risk of errors or biases in the audit process.

Question: 574

During an ISMS audit, an auditor discovers that a member of the audit team has a personal relationship with a key stakeholder of the organization being audited. What is the most appropriate course of action for the lead auditor?

Ignore the relationship as it does not directly affect the audit results.
ow the team member to proceed with the audit since their expertise is crucial.
assign the team member to another role within the audit team to maintain impartiality. er: D
nation: To maintain the integrity and impartiality of the audit, the lead auditor should reassig ember to another role, ensuring that no conflicts of interest influence the audit process.

ion: 575
of the following is a common consequence of data integrity breaches in organizations? hanced user experience
gal penalties and fines proved data analytics reased customer trust

er: B

nation: Data integrity breaches can lead to legal penalties and fines, as organizations may fail with regulations governing data protection and integrity.

ion: 576

tuation where you discover that an organization's audit records have been tampered with afte
Conduct the audit as planned, but document the relationship in the audit findings.
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audit, what is your immediate course of action as the lead auditor?

Ignore the tampering if the overall audit results are positive
Conclude the audit process without mentioning the tampering to avoid complications
Document the tampering, report it to senior management, and recommend a thorough investigation
Inform only the IT department, as it falls under their jurisdiction Answer: C

Explanation: Documenting and reporting tampering is critical to maintaining the integrity of the audit

process and addressing potential compliance issues.

Question: 577

In the context of auditing practices, what challenges do auditors face when adapting to rapidly changing technology trends, particularly in relation to evidence collection?

Auditors typically have sufficient training to handle all technological changes.
Rapid changes can lead to outdated audit techniques that may not effectively evaluate current risks.
Technology trends are irrelevant to auditing practices.

er: B

nation: Rapid technological changes can render traditional audit techniques ineffective, creati nges for auditors in evaluating current risks and necessitating adaptations in their evidence ion methods.

ion: 578

an ISO/IEC 27001 audit, you encounter significant discrepancies between the documented ation and the actual practices observed. After the initial audit, what is the most effective app nducting follow-up activities to ensure that the discrepancies are addressed in a timely mann

mediately escalate the discrepancies to senior management without further investigation ore the discrepancies if they are minor, as they do not impact the overall audit outcome cument the discrepancies and wait for the next scheduled audit cycle
hedule a follow-up audit to verify corrective actions after a predefined period er: D
nation: A follow-up audit allows for the verification of corrective actions taken to address pancies, ensuring compliance and continuous improvement.

ion: 579
Auditors should avoid using technology altogether to maintain traditional practices. Answ

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In the context of preparing for an ISO/IEC 27001 audit, which of the following actions is most critical for determining the level of materiality and applying a risk-based approach during the audit stages?

Conducting a comprehensive review of the organization’s financial statements
Mapping the organization's information assets and their associated risks
Analyzing historical audit findings to identify recurring issues
Engaging in stakeholder interviews to assess their perception of risk

Explanation: Mapping information assets and their risks is essential for understanding the potential impact of different audit findings and prioritizing audit activities based on risk levels.