Financial

Series-7

Series 7

https://killexams.com/pass4sure/exam-detail/Series-7

QUESTION: 8

UGMA stands for .

1. Uniform Grant to Minors Act

2. Uniform Grant to Minorities Act

3. Uniform Gift to Minors Act

4. Uniform Gift to Minorities Act

Answer: C

QUESTION: 9

For the New York Stock Exchange, a company must have at least _ million

A. 1.0, 2000, 150

B. 1.0, 3000, 100

C. 1.1, 2000, 100

D. 1.1, 3000, 150

Answer: C

QUESTION: 10

is shorthand for regular way settlement.

1. T + 3

2. S + 2 C. Z + 1.5 D. N + 3.5

Answer: A

3