Financial



            Series-7







            Series 7










                                   https://killexams.com/pass4sure/exam-detail/Series-7













               QUESTION: 8

               UGMA stands for _______.


               A. Uniform Grant to Minors Act
               B. Uniform Grant to Minorities Act
               C. Uniform Gift to Minors Act
               D. Uniform Gift to Minorities Act


               Answer: C


               QUESTION: 9
               For the New York Stock Exchange, a company must have at least _________ million


               A. 1.0, 2000, 150
               B. 1.0, 3000, 100
               C. 1.1, 2000, 100
               D. 1.1, 3000, 150


               Answer: C



               QUESTION: 10

               __________ is shorthand for regular way settlement.


               A. T + 3
               B. S + 2
               C. Z + 1.5
               D. N + 3.5


               Answer: A
















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